Tag: Commissioner Kara Stein

SEC Commissioner Stein takes aim at proposal to amend Rules 3-10 and 3-16

Even though the SEC did not have an open meeting to consider its new proposal to amend Rules 3-10 and 3-16 of Reg S-X (see this PubCo post), Commissioner Kara Stein decided nonetheless to release a public statement about the proposal. While she voted in favor of issuing the proposal, she had some serious reservations.

Cydney Posner / July 26, 2018

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Tag: Commissioner Kara Stein

SEC Commissioner Stein takes aim at proposal to amend Rules 3-10 and 3-16