Tag: enforcement actions

Study shows whistleblower complaints lead to increased penalties and likelihood of enforcement

by Cydney Posner An academic study, first reported by the WSJ, concludes that, in regulatory enforcement actions brought by the SEC and DOJ alleging financial misrepresentation, employee whistleblowers have a consequential impact on regulatory outcomes, increasing the size of penalties, length of prison sentences and duration of the actions. In addition, […]

Cydney Posner / October 28, 2014

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Tag: enforcement actions

Study shows whistleblower complaints lead to increased penalties and likelihood of enforcement