Tag: microcap fraud

A hug before they both exit: Commissioners Aguilar and Gallagher present joint recommendations for new transfer agent rules

by Cydney Posner Here’s a novel pairing: SEC Commissioners Aguilar and Gallagher, both of whom are scheduled to leave their posts at the SEC, today issued a joint statement about the need to modernize the SEC’s transfer agent rules, which govern the approximately 450 U.S. transfer agents. This may be one […]